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Eighty-seven percent of mentors and mentees feel empowered by those relationships and have developed greater confidence at work.

Find all of the figures from Financial Planning's latest annual study of brokerages whose financial advisors aren't employees of the firms.

These are the largest firms with financial advisors who work with broker-dealers but aren't their employees.

The firm terminated the longtime financial advisor. But experts say that isn't always a best practice, and many female professionals continue to report abuses.

The word 'broker' carries negative connotations. But to many wealth management professionals, commission-based shops are valuable to a transforming industry.

The Empire State is expanding a tax break that allows smaller companies to circumvent the $10,000 limit on state and local tax deductions.

There were signs of improvement in terms of audit engagements and quality control systems.

Plus, Orion Partners with Apex and SigFig expands its executive leadership team

Rising rates threaten the safe-haven status of bonds, long the designated driver to our tipsy friend, equities, writes Eben Burr.

The merger of a pair of industry powerhouses isn't set to complete until 2023. But the veteran Schwab exec gives a preview of what's on the way.