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Fintech deals totaled $348.5 billion in 2021. Here are the trends causing the record transaction wave.
March 3
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Despite industry criticism, the regulator’s ongoing wave of cases has expanded into allegations that wealth managers breached their duty of best execution.
March 3
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The firm and a former rep recommended a course of actions that helped the wirehouse and hurt the customer, according to the FINRA arbitration case.
March 2
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With practices innovating in the way that they engage with clients and prospects, some may be missing out on business opportunities.
March 2
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The advisor failed to disclose the low-interest loans he received from a fraudulent crypto securities issuer in exchange for selling the products, investigators say.
March 2
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The sale of the robo advisor represents a $1.6 billion dollar vote of confidence for all financial advisors, says Riskalyze CEO Aaron Klein.
March 2
Riskalyze -
From ultrarich to moderately wealthy, investors looking for outsized gains are being told to buy into the professional funds. There are risks.
March 1
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There are now 17 participating schools to bring the program to students in more parts of the country.
March 1
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Results will shape ongoing coverage of tech issues and a market research report.
March 1
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The CEO and board member Dani Fava stepped down from a startup that has helped more planners gain familiarity with digital assets.
March 1
