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Signs point to yes, say our columnists, who note that COVID-19 pandemic conditions have proved a boon to the firms and M&A activity.

Many proposals for tax hikes on the wealthy haven't materialized, leaving investors with trusts, gifts or sales that might now seem hasty — or not.

Intercontinental Wealth Advisors this week announced a partnership and sponsorship with UTSA standout Rashad Wisdom. But his connection with the firm is much deeper than that.

The wirehouse’s compensation system will see small changes as brokerages confront their recruiting and retention challenges.

Technology gives investors more opportunity to diversify than ever, but experts worry about exotic strategies in IRAs.

SBA lenders remain the most common source of capital, but there is a conventional and increasingly popular option.

The case revolved around unit investment trusts, the same product that later showed up in a major SEC enforcement action against the brokerage.

Avantax Wealth Management says it had to cancel its advisor event because of COVID. But the Nashville resort that planned to host the meeting says it’s still owed $1.3 million, despite the circumstances.

Planner Jesse Abercrombie has built a niche of clients whose needs and interactions with the practice are shifting during a time of remote work and new technology.

How can ongoing legislation support a more equitable future and retirement — for all Americans?