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Jose Ramirez says he doesn't recognize the criminal mastermind portrayed in the SEC's complaint against him.

The proposed changes are worrying investors and their tax advisors, especially the possibility of making them retroactive.

The case against Centaurus Financial comes after the industry and consumer advocates decried the previous administration’s approach for different reasons.

“Financial wellness is front and center [for employers], so the partnership between Betterment and Lumity made perfect sense,” says Amit Ahluwalia, Lumity’s national employee benefits practice leader.

Beverley Schottenstein steps back into legal combat against her grandsons — two brothers — after a deal to hash out an agreement over their mishandling of her $80 million fell apart.

The PE-backed hybrid RIA is acquiring a practice with nine financial advisors managing $1.46 billion in client assets.

The technology debuted at the annual INSITE conference reveals how the firm is looking to expand market share among advisors and fintechs.

Merrill Lynch, Ameriprise Financial and Hightower Advisors are on the list for the 2021 Digital Wealth Management Impact Innovation Awards.

The firm’s head of advisors says implementation required significant additions and enhancements.

DAFs come with a potential upfront tax deduction, allowing newly empowered investors to consolidate their giving flows, writes Tom Brilli.