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Bob Oros is a leading candidate to head the RIA, but he, or any other successor, will be under “super pressure” from the firm’s owners.

Recently, higher interest rates and stock market volatility have undermined gains.

The company's head count has expanded by 43 advisors in the past year.

Clients on the hunt for a new home may find they have more leverage at the negotiating table.

President Shawn Mihal unveiled a series of changes to the firm’s compensation grid, field structure and advisory programs.

Brokerage firms have been filing more lawsuits against former employees over alleged violations of non-solicitation agreements.

The advisors retained from shuttering Broker Dealer Financial Services will add more than 80 advisors now able to tap into the buying firm’s offerings.

The firm “has experienced a successful streak of recruiting over the last two years, adding more than 100 experienced financial advisors during that period,” says President Jerry Lombard.

Concerns include preparing for SEC reporting rules and modernizing operational infrastructure to address evolving markets.

Concerns include preparing for new SEC reporting rules and modernizing operational infrastructure.