Chief compliance officers face increasing responsibilities and feel that they are struggling to keep up with the pressure of regulatory changes, an SEI poll conducted at its CCO Forum finds.

Sixty-eight percent said the biggest impediment to being effective is having too many other responsibilities, and 14% said they don’t have enough resources or funding. Seventy-three percent said that their budgets in the past two years either remained unchanged or decreased.

Subscribe Now

Access to premium content including in-depth coverage of mutual funds, hedge funds, 401(K)s, 529 plans, and more.

3-Week Free Trial

Insight and analysis into the management, marketing, operations and technology of the asset management industry.