NQRs independent assessment recognizes our efforts to provide the best customer service, quality and shareholder experience in the fund industry, said Fred Nadoff, managing director and product head of Citi Fund Services N.A. Winning the NQR five-star rating is a testament to our peopletheir expertise, hard work and daily commitment to putting the needs of our clients first.
Firms are using AI more than ever, but few have adopted clear policies outlining human oversight or how third-party vendors should handle cybersecurity.
As wealth tax proposals pop up around the country, advisors guide clients through assessing how these factors change the equation of financial planning.
Press an "easy button" for an internal succession or go the harder, often more lucrative route of leaving an employee brokerage to sell an independent practice? A new report from one recruiting firm shows which lane most advisors choose.
Rick Simonetti knows it's not easy recruiting private bankers and then moving their clients and assets. That hasn't stopped him from building Fidelis Capital into a $3 billion firm built largely on bankers pulled from Wells Fargo and Bank of America.
Getting a foot in the door to the high net worth market can be a challenge, but there are any number of ways in. Six advisors shared how they landed their first high net worth client, from golfing to finding the right CPA.
Financial Planning's August 2026 continuing education quiz is now open to subscribers. By successfully completing the quiz, advisors can earn one hour of CE credit to maintain professional certifications.
