Wunderlich Securities plans to double its number of advisors -- but "it's going to be done with the right people," CEO Gary Wunderlich said two weeks ago.
It turns out, though, that one of the broker-dealer's new hires is a former top LPL Financial broker whom LPL says committed violations including borrowing client money and selling investments without the permission of his broker-dealer -- a practice known as "selling away."
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