FINRA strongly rejects the most recent criticism leveled against BrokerCheck that the system leaves out key ‘red flag’ information needed by investors.

The Public Investors Arbitration Bar Association, one of the critics of BrokerCheck, released a study recently saying that key information collected by FINRA is not available through BrokerCheck, but is available through state regulatory agencies that rely on the same database.

Register or login for access to this item and much more

All Financial Planning content is archived after seven days.

Community members receive:
  • All recent and archived articles
  • Conference offers and updates
  • A full menu of enewsletter options
  • Web seminars, white papers, ebooks

Don't have an account? Register for Free Unlimited Access