Another former bank rep has been expelled from the industry for refusing to cooperate with a FINRA investigation into alleged misconduct.
Moises David Rivera-Castillo, a former rep registered with J.P. Morgan Securities in Mount Kisco, N.Y., declined to provide the regulator with documents and information it requested, a decision that automatically results in getting barred, FINRA said in a recent disciplinary filing.

FINRA was looking into allegations that he issued unauthorized bank debit cards and used those cards to make purchases and withdraw funds for personal use, according to the filing.
Rivera-Castillo could not be reached for comment. In his settlement with FINRA, he neither admitted nor denied the charges but consented to an entry of FINRA's findings.
Rivera-Castillo joined J.P. Morgan Chase Bank in February 2012 and J.P. Morgan Securities in October 2012, according to BrokerCheck records. He was discharged from the bank in September for the alleged misconduct.
Michael Fusco, a spokesman for Chase Wealth Management, declined to comment.
Rivera-Castillo is the third former J.P. Morgan rep since November to be barred for declining FINRA's request for information.
The three join at least two other bank advisers barred in 2016 for blowing off FINRA investigations.
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The broker allegedly talked clients into investing $115,000 in a technology startup where his friend worked as a computer programmer.
June 17 -
The rep was barred for engaging in money laundering and helping a childhood friend and business associate deceive creditors.
April 25 -
FINRA blasted the former rep for allegedly making unsuitable recommendations in unit investment trusts that cost customers more than $1 million in losses.
May 3 -
The rep refused to cooperate with a FINRA investigation into allegations that he stole money from retail bank customers.
April 11