It turns out that Jasen Snelling, the Cincinnati man who was sentenced Tuesday to
The Biz Courier’s beat reporter Steve Watkins
However, the overperforming fund was underfunded -- it had reportedly reached just $12 million in assets by 2000 – and closed a few years later.
But, according to Watkins, one of Snelling’s comments back then proved ironic now.
“We’re trying for the consistency to beat the S&P 500 every year,” he said, after the fund beat the S&P 500 in 1998 by 13 percentage points.
Adam Cox led the wealth management division of a regional bank for 10 years. His lack of an ownership stake in the business he'd spent so much time building eventually drove him to seek independence.
A consulting and M&A advisory firm presented six prospective sellers to 17 buyers, with striking results for any advisory teams tapping into a frothy M&A market.
Ron Kruszewski led Stifel through a year that saw record revenue and strong advisor recruiting, but also a string of legal setbacks.
A three-judge panel on the Fourth Circuit Appeals agrees with Merrill that its deferred compensation policies are a bonus used to reward brokers for loyalty to the firm.
The annual Diamond Consultants advisor transition tracking study identified the winners and losers of 2025. But it also noted how quickly things can change.
Compensation differences between wirehouses and regional firms become pronounced at the $2 million production level, with regionals rising to the top of the pay scale and wirehouses grouping together at the bottom.
