Sundman was formerly chairman and chief executive officer of
Peters strong business background in both the institutional and retail channels and track record of growing assets under management at a premier firm will benefit ClearBridge and its growing reputation, said David Odenath, head of the Americas for Legg Mason. In particular, I believe Peter will be instrumental in helping ClearBridge expand into new channels and new areas of opportunity.
Rossby Financial is deploying a profitability tool as it competes against much larger RIAs for financial advisor talent.
Jack Mullen has built an ultrahigh net worth niche at Merrill Private Wealth Management that functions much like a family office. Here's how he did it, in our latest installment of Know Your Niche.
Join us next month for a discussion on whether more clients should be in private markets, how advisors can explain the pros and cons of alternative investments, and just where crypto and digital assets belong.
Any RIA or advisory practice seeking to grow must weigh the price of its marketing efforts toward prospective new clients against the return on that investment.
In Wells' latest big recruiting deal, two separate groups at Merrill are coming together to form Twin Harbors Private Wealth at Wells Fargo Advisors Financial Network, or FiNet.
NASAA's proposal would align state laws with the SEC's marketing rule, eliminating concerns advisors have about running afoul of more local laws as they accept testimonials and reviews.
