Since he joined the NASD in November 2003, Shorris has been overseeing operational management of the division of enforcement, where he has been supervising a staff of more than 200 legal professionals.
"Jim Shorris's rich blend of experience - as a regulator, as a firm executive and as a private practitioner - gives him a deep understanding of the securities laws and the industry," said NASD Vice Chairman Mary Schapiro.
"I am very grateful for this tremendous privilege and opportunity to work with a group of talented professionals who are so dedicated to their jobs protecting investors," Shorris said.
