The Pax World Fund Family of Portsmouth, N.H., will underwrite closed-captioning on CNN's "Headline News" program. The Pax fund is a socially-responsible mutual fund that invests in companies in health care, technology, pollution control, housing, utilities and education.
Investor advocates think the money should instead go to clients who haven't been paid outstanding arbitration awards.
Following similar glitches at Lloyds and the London Metal Exchange, a tech outage at UBS has renewed scrutiny on modern banking platforms.
Not all tech integrations are created equally. Industry experts discussed what advisors should focus on when evaluating potential additions to their tech stacks.
The Biden Administration rule for a fiduciary standard on one-time retirement-related advice died in two separate court decisions.
Considered a report card on client satisfaction across both advised and DIY customers, the latest JD Power survey points to the growing power of technology to capture new business.
A new annual compensation report by consulting firm Succession Resource Group explains how pay plans can boost — or detract from — the value of an RIA.
