The new executive vice presidents include: Philippe Bodereau, lead analyst for U.S. and European financial institutions; Chief Compliance Officer Jennifer Durham; Account Manager Joe Fournier; Information Technology Manager Yanay Lehavi; Account Manager Eric J. Mogelof; Robert Morena, head of institutional development business in New York; Portfolio Manager Alfred Murata; Technology Senior Manager Ric Okun; Legal Associate Arthur Ong; Emerging Market Analyst Guillermo Osses; Luke Drago Spajic, head of pan-European credit and asset-backed securities portfolio management; and Frank Witt, head of business development for Germany and Austria.
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Getting a foot in the door to the high net worth market can be a challenge, but there are any number of ways in. Six advisors shared how they landed their first high net worth client, from golfing to finding the right CPA.
August 21 -
Financial Planning's August 2026 continuing education quiz is now open to subscribers. By successfully completing the quiz, advisors can earn one hour of CE credit to maintain professional certifications.
August 21 -
A survey found Medicare Advantage customer satisfaction dropped for the second year in a row. Financial advisors can guide clients as they weigh coverage choices.
August 21 -
A new guide from the CFP Board is meant to help advisors through offering 401(k) rollover recommendations, which can be a tricky area for compliance.
August 21 -
Two experts in mergers and M&A sales explained how and why RIA owners need to clean up their data, get a formal valuation and figure out other technical questions before they make a succession deal.
August 20 -
With its Estimated Value Index, the valuation expert FP Transitions seeks to give RIA owners a leg-up in knowing just what their firms can most likely fetch in a sale.
August 20









