(Bloomberg) -- RCS Capital said it was contacted by FINRA and the SEC after accounting errors were disclosed at American Realty Capital Properties.
RCS, which operates broker-dealers, said it engages in talks with regulators and state securities administrators as part of its regular operations. The company and its subsidiaries have continued to respond to on-going verbal inquiries, requests for correspondence, information and discussions with the SEC, Finra and such state regulatory agencies, including with respect to the ARCP disclosure,RCS said in a quarterly report filed with regulators today.
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