It can take anywhere from 30 to 90 days for a financial advisor at a brokerage firm to convert his or her practice over to an independent advisory firm.
That’s not a long time over the course of a career, but advisors should not underestimate how much preparation it takes to make the transition process as smooth as possible, according to experts who weighed in during a Sept. 21 Webcast event from by Schwab Advisor Services, a division of Charles Schwab [SCHW].
Register or login for access to this item and much more
All Financial Planning content is archived after seven days.
Community members receive:
- All recent and archived articles
- Conference offers and updates
- A full menu of enewsletter options
- Web seminars, white papers, ebooks
Already have an account? Log In
Don't have an account? Register for Free Unlimited Access