Heads up, advisors: The SEC is zeroing in on you.

The agency will "intensify" its focus on the role of financial advisors in 2014, agency chairwoman Mary Jo White emphasized in a speech Friday morning.

Register or login for access to this item and much more

All Financial Planning content is archived after seven days.

Community members receive:
  • All recent and archived articles
  • Conference offers and updates
  • A full menu of enewsletter options
  • Web seminars, white papers, ebooks

Don't have an account? Register for Free Unlimited Access