Morningstar officials confirmed Spitzers request but declined to comment on whether the pending investigation will target other retirement plan consultants. A senior company official did concede Spitzers investigation may probe contacts with retirement plan providers and plan sponsors.
In recent years, Morningstar rolled out a service recommending mutual funds to retirement plan providers. Morningstar had a previous brush with regulators in September when the
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Here's how commenters such as the AARP, SIFMA, FSI, the Consumer Federation, NAPFA, the CFP Board and others view the Department of Labor's retirement advice regulation.
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