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The Internal Revenue Service cautioned consumers to beware of inaccurate advice which prompted thousands of taxpayers to file overblown claims and held up their refunds.

The Wall Street giant plans to use the money raised to originate, underwrite and hold loans backed by high-quality real estate.

A newly proposed rule would require firms to verify customers' ID information and check it against government lists of terrorists and criminals.

Tech titans Envestnet and Salesforce said they are partnering to offer a broader, more streamlined platform for advisors.

Like 2023, 2024 has been good to Edward Jones. The St. Louis-based firm finished the first quarter with higher revenues and more financial advisors on its payroll.

The mammoth coup far outpaces other recruiting deals of recent memory.

Despite the apparent decline, the independent broker-dealer giant remains one of the leaders in advisor recruiting and merger and acquisition deals.

Many factors can influence the timing of a person's retirement, but new research shows nothing comes close to health problems.

Only 46% of Americans now say they expect to work full-time after age 62 — the lowest percentage in a decade.

The plan comes as part of CEO Ermotti's goal of narrowing the distance between his firm and its U.S. wealth management rivals.

The federal banking regulator agrees that the former employees' claims against the failed regional bank don't belong in FINRA arbitration.

The Internal Revenue Service issued the annual inflation adjustments for health savings accounts in 2025 as prices continue to rise.

Financial advisors Jeff Breese and Brent Mekosh merged their practices as part of the move from the hybrid RIA's former brokerage firm.

Arbitration panels and courts have already shown openness to arguments that deferred compensation is protected under federal retirement law.

The SEC's guidance is a part of a much broader movement as the U.S. strives to catch up with Europe.

Executives at the Zurich-based bank say $27B in net new assets for the first quarter put the firm well on its way to its wealth management goals.

The advisory landscape is shifting as robo advisors are trending out, thanks to AI as the "next big thing" in wealth management. But that doesn't mean AI will make robo advisors obsolete.

Combining the two partner firms will create an RIA with more than $50B under management.

The private equity-backed advisory aggregator plans to use a consolidation process in "coming months" to bring its various brokerages under one brand.