Banco Popular de Puerto Rico

Preparation is the key to a successful audit. The following guidelines will help your firm smoothly navigate the regulatory audit process and manage any possible surprises.

Over the next 10 years, advisors will help their clients facilitate the largest wealth transfer in the history of our nation's history and charitable planning will become an increasingly larger and more important part of that service.

The Internal Revenue Service's list of the most common errors it sees from taxpayers and paid preparers on tax returns is a sobering reminder that nobody is perfect. Here's what the IRS had to do to fix the most prevalent mistakes.

Risk parity has become a popular allocation and risk management strategy in recent years. Do you know enough about it to provide guidance to your clients?

Insights gained at humble jobs long ago have helped these planners shape their messages to clients.

Financial Planning and the Foundation for Financial Planning recognize life-changing volunteerism with the 2nd annual Pro Bono Planners of the Year Awards.

Mass affluent clients represent the sweet spot for every wealth management firm's business. So what's on their minds right now?

Here's what advisors need to know to help their clients build affordable and well-diversified portfolios using unit investment trusts.

Wireless networks, mobile devices and cloud computing have transformed the way advisors do business. How can these innovations change your business?

These 12 bad brokers not only did harm to their clients' portfolios, but their clients themselves. Check out BrokerCop's "Dirty Dozen" with offenses ranging from mail fraud to murder. Source: BrokerCop Also see: 5 Financial Advisors Caught in the SEC's Crosshairs 7 Ways Bernie Madoff's Scam Forever Changed Advisors' Lives 10 Mind Tricks That Keep Your Clients in the Red