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There’s a showdown looming between financial advisors and the custodians that safeguard their clients’ money. It’s been brewing for some time, and the move by Charles Schwab on Tuesday to offer commission-free trading makes the clash all but inevitable.October 4
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As custodial pricing continues to fall, it’s still unclear where firms will make up the the money — but analysts and advisors agree other custodians will follow suit.October 2
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It's the latest move in the race to offer products at the lowest possible prices.October 1
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Other custodians are skeptical that financial planners want the tool in the first place.September 18
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“Impacted positions span all staffing grades, as well as organizations and locations across the company," the company says.September 11
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The discount brokerage says the advisor’s primary duties after his notice of resignation were to “make himself available” to help transition his clients to other brokers.September 4
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John VanEngelenhoven, who had worked at Schwab for 14 years, custodies with rival TD Ameritrade at the new firm.August 23
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Advisor Andy Saeger reportedly reached out to two clients via email and a LinkedIn message.August 16
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The then 61-year-old employee says she got written warnings for infractions while younger colleagues went undisciplined.August 14
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Here’s an analysis of six different funds that could be options for your retirement-income seeking clients.August 13
