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As part of a long-term industry shift, firms like Ameriprise, Commonwealth and Northwestern Mutual get most of their business from advisory fees.
August 31 -
Despite the slow pace of change on the representation of women, there are some standout independent wealth managers and some signs of progress.
August 26 -
These are the largest firms with financial advisors who work with broker-dealers but aren't their employees.
August 22 -
The word 'broker' carries negative connotations. But to many wealth management professionals, commission-based shops are valuable to a transforming industry.
August 21 -
A retirement plan and wealth practice spanning $1.4 billion displays how independent moves in 2022 are keeping up with or even surpassing those from 2021.
August 16 - Commonwealth, Edward Jones and Stifel grab top advisor satisfaction marks amid recruiting challenges
In J.D. Power's annual survey, a significant portion of wirehouse and independent representatives said they're considering a move to another firm.
July 6 -
In a panel held by NASAA, experts from giant wealth managers explained how reps and their teams often serve as the first line of defense.
May 4 -
Financial advisor Jay Womack won a rare rebuke with a punitive payout after a messy split with his former business partner.
April 5 -
In J.D. Power’s annual survey, independent and employee reps gave wealth managers a higher satisfaction index than last year.
July 12 -
The trio of advisors leaving Commonwealth for the regional firm are its largest “reverse breakaways” ever.
June 7