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LPL Financial, Cetera Financial Group, Raymond James, Ameriprise and other industry giants drove a much bigger volume of transitions this year.
December 22 -
These 10 firms have the most certified financial planners among their advisors, highlighting the channel's ongoing shift away from sales to advice.
October 11 -
These 10 firms are driving the ongoing shift in the industry to fiduciary advice and away from sales commissions.
September 27 -
In an effort to recruit directly from planning programs, the wealth management firm rolled out a job seeker directory and planned more campus visits.
September 19 -
Organic growth and acquisitions, along with the help of the owner-clients of the advisory practice, are fueling its approach to fourfold expansion.
September 18 -
J.D. Power's latest study used a different scaling method that brought down scores across the industry among 15 major firms examined in the firm's annual poll.
July 5 -
One industry recruiter called the Aegis group at Lincoln 'the last people we expected to move.'
May 22 -
Financial advisors who work with their loved ones say the setup comes with its own particular benefits and challenges.
February 14 -
Cedarwood Financial Partners left Edward Jones after decades in an effort to carry out ambitious growth targets.
January 23 -
Advisor Group, Ameriprise, Cetera, Commonwealth, LPL and Raymond James are getting bigger and streamlining a crowded field of business as they go.
December 15 -
Securian's alleged tactics with departing managing partners highlight a troubling trend among firms claiming to offer flexibility and freedom.
October 28 -
In a panel at the Quad-A conference, executives from the three major firms explained how they view the industry's path forward on diversity.
September 23 -
As part of a long-term industry shift, firms like Ameriprise, Commonwealth and Northwestern Mutual get most of their business from advisory fees.
August 31 -
Despite the slow pace of change on the representation of women, there are some standout independent wealth managers and some signs of progress.
August 26 -
These are the largest firms with financial advisors who work with broker-dealers but aren't their employees.
August 22 -
The word 'broker' carries negative connotations. But to many wealth management professionals, commission-based shops are valuable to a transforming industry.
August 21 -
A retirement plan and wealth practice spanning $1.4 billion displays how independent moves in 2022 are keeping up with or even surpassing those from 2021.
August 16 - Commonwealth, Edward Jones and Stifel grab top advisor satisfaction marks amid recruiting challenges
In J.D. Power's annual survey, a significant portion of wirehouse and independent representatives said they're considering a move to another firm.
July 6 -
In a panel held by NASAA, experts from giant wealth managers explained how reps and their teams often serve as the first line of defense.
May 4 -
Financial advisor Jay Womack won a rare rebuke with a punitive payout after a messy split with his former business partner.
April 5



















