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the Labor Department said it wouldn’t enforce Trump-era rules for fund investments or proxy voting, nor will it sanction retirement plans that don’t comply with the regulations.
March 11 -
The department says it is working “to determine how we might improve” the regulation.
February 12 -
Some advisory firms have already started narrowing their lists of funds considered eligible for retirement plans based on Trump’s decision to overhaul ERISA.
January 27 -
The regulation permits more exemptions from fiduciary duties, but may itself be replaced by the incoming Biden administration.
December 16 -
Existing regulations that protect investors and deliver clarity to the industry must be preserved by the incoming administration, writes Financial Services Institute CEO Dale Brown.
November 20Financial Services Institute -
Big changes to regulations and retirement planning could be in the mix following the Democrat’s election victory.
November 7 -
What different outcomes could mean for financial planners and their clients.
November 4 -
The rule has faced a host of criticism from investors, environmentalists, asset managers and others.
November 3 -
More than 130 fund management and financial advisory firms have written letters opposing the plan. And the complaints keep coming.
October 21 -
A recent study suggests sales of "expensive" VAs fell as a result of the vacated rule. But there are other factors at play, writes Raymond James' Scott Stolz.
October 16Raymond James Insurance Group