Dynasty Financial Partners

Fired Merrill Lynch advisor with $2.4B moves to Dynasty

Bruce Keebeck Lee has repeatedly been ranked as a top advisor by both Barron’s and The Financial Times, but he was fired in April for a failure to file compliance paperwork.

Going independent Sean Allocca July 13

Going independent Sean Allocca July 13
Voices 5 factors to consider as rates rise

Scott Welch
Chief Investment Officer Dynasty Partners

As with equity portfolios, a key part of risk reduction is prudent and thoughtful diversification.

30 Days: Evaluating fixed income opportunities when rates are rising June 1

30 Days: Evaluating fixed income opportunities when rates are rising June 1
Navy pilot turned advisor helps military vets with complex challenges

Wealth management allows veterans the chance to help each other in a meaningful way.

Practice management Amanda Schiavo May 25

Practice management Amanda Schiavo May 25
Clients with big challenges, but even bigger planning needs

People affected by autism are underserved by the wealth management industry. Here’s how one advisor set out to change that.

High net worth Amanda Schiavo March 20

High net worth Amanda Schiavo March 20
Schwab's warning for breakaways

Exodus to RIAs continues, but Schwab cites red flags.

RIAs Charles Paikert March 14

RIAs Charles Paikert March 14
Dynasty beats out roll-ups in contest for $300M RIA

Unhappy with M&A offers, CJM chooses to stay independent.

Practice management Amanda Schiavo March 7

Practice management Amanda Schiavo March 7
Volatility equals opportunity for web-based research firm

YCharts targets advisors seeking to shore up their clients' portfolios during a downturn.

Volatility Sean Allocca February 21

Volatility Sean Allocca February 21
Will threatened Broker Protocol upend advisors' career plans?

Advisors such as Greg Hersch have long found professional fulfillment by leaving wirehouses to start their own firms. But will they soon find that path cut off?

Broker Protocol Andrew Welsch January 23

Broker Protocol Andrew Welsch January 23
How to achieve eye-popping annual AUM growth

Consolidators are doubling and tripling RIAs' five-year performance.

RIAs Charles Paikert January 18

RIAs Charles Paikert January 18
Dynasty-affiliated RIA jumps into the M&A space

The combination of the three practices will establish a key fiduciary advisor in the retirement planning industry.

RIAs Amanda Schiavo January 10

RIAs Amanda Schiavo January 10

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