Dynasty Financial Partners

Dynasty Financial Partners' investment bank joins Diamond Consultants to help departing teams vet transition options, whether that's joining another wirehouse, selling to an RIA aggregator or starting their own business.

Merrill accuses industry rivals of conspiring with a group of former employees to remove confidential client information and trade secrets for the formation of a new RIA.

For the past three years, Leslie Norman, chief technology officer for Dynasty Financial Partners, has been working to help build infrastructure to house the data used in the firm's tech stack.

Financial advisors have built companies that are attractive to investors. But if they face challenges, experts say they can solve them without letting go of their firms.

The platform provider offered up rare transparent data about financial advisor payouts and the cost of its technology amid an accelerating race for top talent.

Shirl Penney and other firm leaders discussed the firm's ambitions and plans in the M&A market.

Despite sky-high advisor satisfaction ratings, many wealthy clients lack confidence in their financial situation and could leave in the future.

RIA DayMark Wealth Partners, less than a year after leaving Wells, has recruited another big team of ex-Wells advisors.

Many advisors have clients who took out the forgivable loans. Some wealth management firms did the same. Three years after the government doled out more than $800 billion in mostly-free cash, here's what's happening.

Analysts from Dimensional, Dynasty and eToro say the worries about a recession have yet to come to fruition in 2023.

Under the deal, Dynasty also swapped equity in itself for shares in some of its "network" RIAs.

Jim Martin launched Nordwand Capital with the help of Dynasty as part of a plan to offer new private venture funds to the firm's ultra-wealthy clients.

The firm will use the credit line to grow its business and invest in partner firms.

A tax receivable agreement, popular in public offerings but controversial in some eyes, would regularly send extra money to insiders.

The firm isn't "shelving" its offering – it's waiting for Wall Street to emerge from the worst IPO landscape since 2009.

The word 'broker' carries negative connotations. But to many wealth management professionals, commission-based shops are valuable to a transforming industry.

With a new high in firms and financial advisors in the channel, an increasing array of competitors are pitching themselves as the edge.

Firm may be less nimble, CEO Penney more transparent after shares float, analysts say.

The TAMP has also created a new chief digital officer role to oversee improvements to the firm’s technology infrastructure.

The firm serves UHNW clients, and the advisors embarked on a search in order to enable clients to have more access to private investments.