Dynasty Financial Partners

The White House’s sweeping proposal to raise taxes on the wealthy will likely force advisors to get creative as they structure sales of their practices.

Lisa Quadrini had worked with the practice during her earlier tenure with Merrill Lynch, and she’s now launching its new office.

The quartet of financial advisors range in age from their 20s to their 90s, and are the second group to sign with Dynasty this week.

It’s a big decision, and getting it right the first time around can avoid a lot of headaches, experts say.

The firm’s new technology will allow advisors to “get into the weeds” of underlying portfolios with clients.

“I wanted to be able to walk in the door and only be able to answer to one constituency: my clients,” advisor Andy Ferguson says.

“Clients have gotten a good scare,” says Dave Welling, CEO of Mercer Advisors.

Procyon Partners, which caters to UHNW clients and retirement plans, had a rocky separation from the same former firm.

Unexpected tailwinds from the global pandemic have made recruitment more efficient and have highlighted advisor-client bonds.

Some advisors have questioned the ethics of taking the loans, intended to help small businesses keep their employees on payroll.

Billion-dollar teams are voting with their feet. Here’s where they are going.

After logging 27 years at the firm, the advisor is starting his “next 25-year chapter” as an independent.

LPL has reeled in about half of the reps changing their BDs so far this year, but the full RIA channel is also reaping big gains. Plus, other news in the indie space.

Our newly independent practice turned the shift to virtual into a learning experience we never would have expected.

In a still male-dominated industry, does the network help attract and keep more women at the firm? CEO Shirl Penney says yes and has the results to prove it.

The partnership will likely help both industry titans with their long-term strategic plans.

More often than not, wirehouses were on the losing side of these moves.

The ex-Northwestern Mutual advisors dropped their broker registrations, selecting the TAMP and platform’s services in the process.

Dynasty launched a pop-up store to "cut the stress out and alleviate the headache" for advisors.

The hybrid RIA pivots to take on Dynasty as a platform provider, offering equity as a sweetener.