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The advisor was accused of stealing more than $1 million from his clients to pay for golf course fees, tanning salons and other personal expenses.
September 7
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The one-time radio host allegedly spent client funds on a $1.45 million on a luxury suite at AT&T stadium, where the Dallas Cowboys play.
August 28
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The investor received 15 months in prison after pleading guilty to wire fraud.
June 1
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June, July, and August are projected to reach new highs, generating more than $100 billion of proceeds from called and maturing bonds.
May 31
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The pro athlete met the adviser through his college business professor, authorities say.
May 30
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A roundup of planners and brokers who drew regulatory scrutiny for alleged misconduct.
April 3
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The former adviser allegedly pocketed more than $300,000 from trades involving pharmaceutical stocks.
March 21
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The barred broker used $2.5 million in client funds to buy a waterfront home in Rhode Island, authorities say.
March 17
