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The team, featuring three industry veterans, has opened a new Washington office.
October 1 -
The regulator’s move follows a Financial Planning investigation into whistleblowing by former JPMorgan financial advisor Johnny Burris.
September 16 -
The hire comes about a week after the boutique wealth manager lost a similarly-sized team to rival Morgan Stanley.
July 22 -
Even as the wirehouse has cut back on recruitment, the hire of two new industry veterans show it’s still looking for top teams.
July 12 -
The following 17 teams oversaw about $75 billion in assets. The firms ending the year with prize recruits include a diverse cast: regional BDs, wirehouses, boutiques and RIAs.
December 14 -
The firm “has experienced a successful streak of recruiting over the last two years, adding more than 100 experienced financial advisors during that period,” says President Jerry Lombard.
November 14 -
The former J.P. Morgan Securities team includes an industry veteran with 33 years experience.
October 12 -
Jason Holland is the latest broker to leave the troubled wirehouse.
October 9 -
Robert Burns and Janet Nevins are the latest former wirehouse advisors to join the high-end brokerage unit.
September 20 -
The new recruits joined from Bernstein where they serviced ultrawealthy families.
September 6