Morgan Stanley

Jim Martin launched Nordwand Capital with the help of Dynasty as part of a plan to offer new private venture funds to the firm's ultra-wealthy clients.

The Narragansett Bay Group in Providence, which specializes in serving the ultra wealthy, intergenerational wealth and business owners, has moved to UBS.

The influx during a challenging quarter displays how the wirehouse's three channels are starting to work together in tandem, CEO James Gorman says.

As college athletes begin cashing in and the diverse younger wealthy care more about values, two of the top wealth firms are meeting them where they're at.

Two panels of experts explained why family relationships, financial literacy and trust are so important to the coveted niche of clients.

The bank's 'Project Genome' aims to convert corporate retirement and E-Trade clients to its wealth business.

The firm terminated the longtime financial advisor. But experts say that isn't always a best practice, and many female professionals continue to report abuses.

Given that the bank's asset management arm oversees $1.4 trillion, Morgan Stanley's moves is expected to make a splash.

The workhouse strategy isn’t dead — it’s merely taking a pause amid market volatility.

Regulators are reportedly charging Morgan Stanley and four other firms a collective $1 billion over their employees' use of unauthorized messaging apps.

The 90-year-old employee shot a co-worker in the bank's Oklahoma City offices.

The wealth manager has leveraged massive resources across its three channels, but it’s not altering its approach to the continuing breakaway movement.

In a panel held by NASAA, experts from giant wealth managers explained how reps and their teams often serve as the first line of defense.

The wirehouses respectively ran afoul of requirements related to two industry recordkeeping systems over roughly three years, according to FINRA.

The FINRA arbitration decision omits any details or reasoning for the award in a case involving a broker’s email to his former colleagues.

Executives of firms like J.P. Morgan, Morgan Stanley and Bank of America benefited from a stronger market in 2021 that increased incentive pay.

Will its portfolio managers be comfortable working with ETFs and their transparency and capacity issues?

Across an industry that was already split on returning to work, policies are diverging more than ever.

CEO James Gorman says the company has created something new by adding Solium and E-Trade to its existing force of financial advisors.

Raymond James’ advisor employee headcount has remained relatively flat over the last five quarters, while its 1099 channel saw an increase of 3% over the same time period, according to the company’s latest earnings report.