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A Florida court will hear a client’s claim that the firm charges processing fees that had ranged as high as 10 times more than the stated purpose: transaction and clearing costs.
October 18 -
“High-touch” support, technology and firm culture played a part in career changes for seven advisors.
October 16 -
The Raymond James affiliate has snagged more than two dozen recruits this year.
October 5 -
Gratz Park Private Wealth will offer internships and shadow programs to college women interested in business.
October 1 -
One advisor is making his first career move after 22 years at the wirehouse.
September 28 -
The advisors include the father, mother, daughter and son.
September 28 -
The bank’s effort to show that the advisors violated non-solicitation agreements was “far from persuasive, never mind conclusive,” the judge ruled.
September 27 -
Dynasty, Raymond James and Stifel are among the biggest beneficiaries of recent advisor moves.
September 21 -
Robert DuKate initially stayed behind when his partner, David Katz, switched firms. Eight months later, he followed along.
September 21 -
The advisors say they violated no contracts and took no confidential client information when they resigned from the bank.
September 17