Securities America

Spoiler alert: LPL has the highest AUM. That's no surprise, but where do the others rank? Scroll through to find out.

The adviser allowed her disabled sister to die of untreated bedsores, according to the D.A. It’s the first known such case involving a CFP, says the CFP Board.

The chief executive of Foothill Securities said he was motivated to look for a buyer for some assets because of rising compliance costs.

See which independent broker-dealers generated the most revenue from fee-based accounts.