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The new recruits are the latest to join the regional firm from Wells Fargo.
March 20
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The regional broker-dealer has added at least a dozen ex-wirehouse advisers so far this year.
March 15
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While women are far less likely to engage in misconduct, they're punished much more harshly for any infractions, per a new study.
March 14
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Five new advisers managing $464 million joined the regional firm, which now boasts 61 locations.
March 7
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The decision also affects David Carroll, who leads wealth and investment management, according to the firm.
March 1
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The ultrahigh-net-worth unit hired a regional director from its parent firm to lead a new office.
February 21
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The regulator rebuked the broker for excessive trading that generated more than $666,000 in commissions and fees and resulted in $397,000 in losses.
February 13
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Morgan Stanley, Merrill Lynch and the other wirehouses gained and lost several standout recruits .
February 2
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The advisers left Wells Fargo and Morgan Stanley to form one team, the second addition in two weeks.
February 1
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The new hire signed on to the regional broker-dealer during a recent wirehouse recruiting binge.
January 31
