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The St. Augustine, Florida-based advisors specialize in high-net-worth families, business owners, executives and foundations.
January 21
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The ex-Morgan Stanley and Merrill Lynch advisors join the wealth manager, which has been aggressively recruiting in recent months.
January 19
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“The sheriff is coming to the preeminent financial regulator in the world,” said Justin Slaughter, a consultant at Mercury Strategies. “It means regulation and enforcement are about to get much tougher.”
January 14
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Two former FINRA employees are joining the fast-growing brokerage app.
January 14
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Nearly three decades after launching their practice, the two founders say they’re looking forward to spending more time with clients.
January 13
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The firm is the latest in a line of big money managers making a late entry into the $5.6 trillion ETF market.
January 13
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Advisors may sometimes overlook clients with special needs, despite the size of the community and available tools like ABLE Accounts.
January 12
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If confirmed by the Senate, the former CFTC chairman would be the new administration’s front-line regulator for Wall Street.
January 12
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Whitnell & Co. changed hands in a deal with a regional bank that also struck a strategic partnership with the wealth manager.
January 11
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Firms will up their tech investments and continue rewards and punishments designed to shape advisor behavior, says recruiter Mark Elzweig.
January 8
Mark Elzweig Co.
