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The once dubbed masters of the universe have barely made money this year and once again, their returns pale next to those of cheaper index funds.
July 11
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OCIE plans to conduct 1,850 probes of RIAs, a 28% jump over its 2016 total, while sharply cutting those aimed at broker-dealers.
June 30
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Lawmakers are considering scrapping individual deductions, including tax breaks for certain plan contributions.
June 30
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The move comes the same week that the SEC said it would try to coordinate with the Labor Department on the regulation.
June 30
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Jay Clayton acknowledged in testimony on Capitol Hill that it's a “very complicated issue.”
June 27
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New research suggests we’re hardwired to crave substantial liquid reserves, but advisers can blunt it — if not outright quench it.
June 19
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Stocking away income in company-sponsored plans can provide corporate executive clients tax-free compounded growth on investments.
June 16
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The legislation ― called the Financial Choice Act ― has little chance of passing the Senate in its current form.
June 8
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Central bank rate policies are artificially driving up asset prices while creating little growth in the real economy, the Janus bond fund manager suggests.
June 8
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Claiming the earned income tax and child tax credit may get tougher under Trump’s 2018 budget plan.
June 2
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An open question is how the latest effort by the agency would coordinate with the Department of Labor.
June 2
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Harvesting losses to write off taxable gains is one strategy to address the Trump administration's plan to scrap the 3.8% net investment income surtax.
May 26
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The robo advice firm says it already has a number of customers with more than $10 million each.
May 24
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A 2014 law lets clients disabled before the age of 26 to save as much as $14,000 annually without facing any tax burden.
May 19
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In 2016, the SEC brought a record 868 cases, including 173 against broker-dealers and advisers and 159 against investment companies.
May 16
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Executives at the embattled bank made clear Thursday that they are not discarding its long-standing strategy of selling additional products to existing customers.
May 12
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The investment product raises eyebrows, but the firm’s founders have pledged to act as fiduciaries.
May 11
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The $420 million team marks the latest wirehouse exit over a lack of flexibility around the rule.
May 9
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If implemented, wealthy clients may consider making charitable donations and waiting until next year to realize income.
May 8
