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CEO Dan Arnold listed three reasons why the firm thinks its rivals peeled off some advisors.
November 8
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CEO Dan Arnold said the acquisition of NPH’s assets will serve as a model for the future.
October 27
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The nation’s largest broker-dealer must convince thousands of NPH advisors to make the transition.
August 16
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The nation’s largest IBD paid $325 million, but it may spend as much as $508 million in the deal.
August 15
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Dan Arnold says behavioral management, automation and portfolio and planning services need to be combined to win future clients.
July 31
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CEO Dan Arnold said advisers’ uncertainty about the fiduciary rule is waning.
July 27
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The $420 million team marks the latest wirehouse exit over a lack of flexibility around the rule.
May 9
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Dan Arnold expects that upheaval to lead to more movement of advisers and assets.
April 28
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The firm also granted its new chief stock options worth $4.8 million following a debt refinancing.
March 20
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The layoffs are part of a shift of personnel to LPL Financial's South Carolina campus to cut costs and position the independent broker-dealer for future growth.
February 23
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Former head Mark Casady, new chief Dan Arnold and board member Marco Hellman each netted millions.
February 17
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The nation's largest IBD vows to take a “proactive approach” to the fiduciary rule.
February 9
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The firm says it "terminated" its relationship with the large OSJ. It’s the third large split in two months.
February 1 -
From regulators to technology providers to CEOs, these are the players who will remake wealth management in 2017.
December 14
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The potential for the fiduciary rule to be scuttled by the Trump administration helped drive the decision, sources say.
December 8 -
Casady provides both consistency and a fresh approach, leaders of the firm's OSJs say.
December 5
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President Dan Arnold will be tasked with managing the rollout of new digital technologies and implementing the fiduciary rule.
December 5 -
The president and former CFO will step up at a critical time for the nation’s largest IBD amid competitive threats and pressure to boost its stock price.
December 5
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The country's largest independent broker-dealer says compliance with the new fiduciary rule will offer competitive advantages.
August 23
