Practice

Professor Mara Derderian at Bryant University explains why mentorship is vital to diversifying the male-dominated finance industry.

For the second straight year, Goldman Sachs shareholders have filed a proposal calling for more details on racial and gender pay gaps. The request comes as the investment banking giant faces scrutiny over its lack of high-ranking women leaders.

Paul Reilly is scheduled to hand the reins to his chief financial officer Paul Shoukry next year.

Misconduct categories, new sanction factors and tweaks to the oversight procedure finish a process that started in 2016, General Counsel Leo Rydzewski said.

It's not that most firms lack distinct services and a distinct character. It's that so many are bad at conveying these traits to potential clients.

Financial advice is a crowded field. Experts offer techniques to find new clients and distinguish your business.

In the era of artificial intelligence, clients of all ages and education levels are vulnerable to digital bunco artists. Here's how to help clients protect their investments.

Regulators contend two firms falsely advertised themselves as the first to apply artificial intelligence to investment recommendations.

A federal court has temporarily halted the Securities and Exchange Commission's climate-related disclosure rule in response to a lawsuit from a pair of fracking companies.

Financial advisors and tax experts say HOA fees are usually not deductible, unless the home is used for a business or as a rental property.