In|Vest Insights

Attorneys, compliance experts and marketers weigh in on the regulator’s first update to advertising compliance in decades.

The “commission free” trading app did not disclose that it collects payment from market makers in exchange for executing trades, according to the lawsuit.

Without market-leading, high-yield savings accounts, cash management at Betterment and Wealthfront isn’t as attractive as it was in 2019.

The revelation is buried in an SEC enforcement action that accused Robinhood of hiding for years how it made the bulk of its revenue.

The popular trading app omitted information about its payment for order flow practice, the regulator says.

The state’s securities regulator claims the popular app uses “gamification” to manipulate customers and fails to prevent frequent outages on its trading platform, among other misconduct.

With 350 firms on its client roster, the acquisition of Flourish gives the insurer a springboard into the independent advisor market.

Potential customers include hedge funds, crypto miners and over-the-counter trading desks

Funding is getting tighter as advisors look towards marketing automation as an engine for growth.

Jon Stein was a pioneer of the robo advice industry, building a $25 billion firm over the past decade.