RIAs

Deals by the holding company’s partner firms combined for over $5.5 billion in AUM last year.

The global wealth manager was drawn to the Boston-based RIA’s impact investing and OCIO businesses.

The RIA expands and solidifies its presence in the Chicagoland market.

The Avantax Wealth Management parent views HK Financial as another way of working with CPAs and tax professionals branching into the field.

The Secure Act was designed to expand retirement savers’ options but it has subsequently all-but-eliminated the stretch IRA for beneficiaries. It's on advisors to make clients aware of the major change.

Rivals will be waiting to seize on any changes that may irk some 4,400 representatives poised to operate under a new parent IBD network.

Mariner Wealth Advisors adds to its string of acquisitions, buying two tax practices.