RIAs

Fear and worry are rampant. One client asked if any other client had recently returned from China.

Advisors can use the information to build custom, values-based portfolios for their clients.

The settlement would apply to advisors who participated in the firm’s deferred-compensation plan from February 2011 through January 2020.

Compensation is critical — and keeps climbing — as 76% of RIAs say they plan to poach advisors from other firms.

Faced with the retention risk from the RIA-only channel, firms are trying to alter their company cultures and questioning traditional approaches.

I don't need outside credentials to bolster my credibility — I have my own.

The recent moves display the stakes of the competitive recruiting fight, which has led to firms like AmeriFlex seeking to give advisors greater flexibility and resources.

United Capital has a new name, but key challenges remain for its new owner.

The regional broker-dealer has long been among the industry’s most aggressive recruiters.

The advisors join the bank following a major reorganization of its wealth management business.