RIAs

The RIA roll-up could make as many as a dozen deals in 2021 through the new source of capital, CEO Marty Bicknell says.

In releasing their annual snapshot, state securities agency officials pledged to provide clarity around the compliance headache for small practices.

Biden’s proposal to raise capital gains taxes on investments profits would hit many business owners, not just ultra-wealthy investors.

Bailard appointed Sonya Thadhani Mughal under a succession plan and a series of moves unveiled by the wealth and fund company.

Advisors who leave wirehouses face key tax considerations to become successful RIAs.

Moves and news at Macquarie, Rockefeller, Vanguard, Orion, and elsewhere in the financial-advice industry this week.

Outmoded, unpopular, a tad unsavory: the once-ubiquitous title is now out of favor.

The six-person will focus on ultra-high-net-worth families and individuals in South Florida.

From compliance to technology and succession, advisors may be under the wrong impressions about launching their own firms.

After 10 years at Merrill Lynch, a financial planner felt an entrepreneurial itch; "We should do this."