RIAs

Non-discretionary accounts may comprise the bulk of a client’s net worth, but are traditionally out of an advisor’s sphere of influence.

The boutique wealth manager has been aggressively courting top brokers.

The regional BD's three hires come from Wells Fargo and Ameriprise.

AUM, revenue and client base growth are soaring, but advisors must remain vigilant.

Many small firms still don't offer this important benefit to their employees, but it’s time for that to change, says advisor Douglas Boneparth.

Planners can help empower clients facing a transition that can feel "lonely and daunting."

Employees from the independent robo — from marketers to engineers — are being paired up with customers to have informal chats, ranging from improving the user experience to suggesting new financial offerings in the platform.

The independent robo is now offering advisors paperless account rollovers for clients that can be completed in a minute.

Brokerage industry records list one of the winners works at the firm's clearing house in San Jose.

A new entrant from Singapore vies for attention in a market that already includes offerings from robo advisors and custodians.