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HighTower has expanded its West Coast market by picking up an independent team with $400 million in assets in Bellevue, Wash.
July 28 -
Increasingly, firms are seeking to move toward an ensemble model to improve flexibility and ease the burden on top advisors.
July 23 -
After being ordered to stop calling his firm fee-only, Rick Kahler claims retribution and threatens a lawsuit.
July 23 -
Optimism abounds in an increasingly crowded market for servicing breakaway advisors.
July 21 -
Securities America will acquire assets of a Missouri-based full-service broker-dealer with 368 advisors and $2.4 billion in client assets.
July 21 -
Fiduciary issues should supersede discussion of fee-only, says CFP Board's Ray Ferrara says.
July 18 -
Rep. Spencer Bachus (Ala.) is the first Republican in Congress to endorse the Investment Adviser Examination Improvement Act.
July 18 -
A Morgan Stanley team that managed over $650 million has gone independent using a new consultant.
July 16 -
Richard Gill's departure from Focus follows the exit last month of Michael Paley, who co-led the firm's mergers and acquisitions team.
July 15 -
Many firm founders are deciding that their legacies don't need to be enshrined in their firms' names.
July 14



