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LPL Financial is positioning itself as a simplifying agent for advisors facing a stream of new technological innovation.
February 12 -
A prominent provider of custodial services to RIA firms takes a big step to upgrade its core technology platform.
February 12 -
Focus has assisted in a series of high-profile moves, Convergent pulled a director from Evercore and LPL and Commonwealth swapped firms. Here's a roundup of some of the most recent advisor moves in the independent channel.
February 11
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The country's largest independent broker-dealer attracts 110 net new advisors in the fourth quarter.
February 11 -
A Laserfiche study finds better content management can improve firms' sale valuations by between $242K and $3.6M.
February 11 -
The censure decisions are the result of reviews by the Board's Disciplinary and Ethics Commission, which meets three times a year.
February 10 -
Retiree-focused Cherrington Brotsky left Morgan Stanley to join broker-dealer FSC, a member of Advisor Group.
February 10 -
The highest-performing firms identified in Fidelity's RIA benchmarking study focused on 'smart technology and adoption versus chasing the latest and greatest tech products.'
February 10 -
Securities America and United Advisors have recruited Kevin Hughes, a top former Morgan Stanley branch manager, to head up their new hybrid independent wealth advisory business.
February 6 -
The board's plans focus on aggressive growth, increased awareness of mark and regulatory impact.
February 5
