RIAs

Large firms are targeting smaller “lifestyle” advisors who want to remain independent but need resources, guidance and business support from the “substantial ecosystem of solutions” that are now available.

Mariner Wealth has jumped into the burgeoning space recently abandoned by LPL’s NestWise.

With $1.4 billion in assets already, firm aims to become a Southern California giant.

Three big industry names are joining forces to form a new wealth management firm, Lebenthal Wealth Advisors.

How can you tell whether your own goals are appropriately aggressive? Two things helped new solo advisor Dave Grant understand this.

Educators say they expect full explanation and transparency.

NAPFA’s new leaders are stressing new initiatives to expand the organization’s education programs and its membership.

In the latest deal for Focus Financial Firm, Boston-based RIA expands footprint, sees more acquisitions ahead.

Amid a surge in consumer assets, firms that cater to high-net-worth clients have a particular advantage, Chip Roame told an audience at the Tiburon CEO Summit.

The turnkey asset management platform taps executives with experience at Fidelity, Schwab and Russell Investments.