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Legal and regulatory considerations on the path to independence.
February 14
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As RIA firms grow and attract larger customers, $2 million in client AUM is the cut-off above which pricing rises favorably for RIAs, according to a new study.
February 11 -
The Rockville, Md., firm hopes to grow rapidly by targeting smaller firms with an equity partnership deal and, ultimately, profits. Can the strategy made famous by United Capital and HighTower work down market?
February 8 -
RIA firms of all sizes reported cautious optimism about their growth potential and the global economic environment, according to a new survey by Fidelity Institutional Wealth Services.
February 8 -
LionTree Advisors LLC, a boutique firm started seven months ago by analyst-turned-banker Aryeh Bourkoff, 40, and Ehren Stenzler, 37, is riding a wave of media deals to land among the top financial advisers so far this year.
February 8 -
FINRA appears to be pulling back from its campaign to regulate RIAs -- and advisors couldnt be happier.
February 7 -
The acquisition increases Atlanta Capitals AUM to $950 million
February 5 -
For Wells Fargo Advisors Financial Network, offering financial advisors more choice in terms of how they want to practice helped propel the business to a record year in recruiting in 2012.
February 4 -
A new addition has helped Focus Financial Partners, the largest partnership of independent wealth management firms, further develop its New York presence.
February 1 -
Senior editor Ann Marsh wrote that more new RIAs were hanging onto commission income rather than choosing a pure fiduciary role. Investment advisor Tom Brakke weighed in on Twitter: I wanna be called an RIA but I sure like that commission income. Whats your opinion? Weigh in with your comments below.
February 1
Financial Planning
