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Advisors on the Move: 30 career moves, $5.2B
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$1B team quits Merrill Lynch to go indie with Focus Financial
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Steward Partners heads west, hiring $600M team from RBC
Wells Fargo by Bloomberg
In ongoing talent drain, Wells Fargo loses half-billion team to RIA
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Merrill Lynch loses 2 teams managing $428M to rivals
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Post-protocol UBS recruits $400M team from Wells Fargo
An illuminated sign hangs above the entrance to the UBS Group AG headquarters in Zurich, Switzerland, on Thursday, July 6, 2017. Switzerland is tightening capital requirements for PostFinance AG, Raiffeisen Schweiz and Zuercher Kantonalbank, three systemically important domestic banks, forcing them to set aside more funds to absorb losses and avoid government bailouts. Photographer: Michele Limina/Bloomberg
Raymond James
Amid ‘transformation,’ HD Vest grabs $220M Raymond James team
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Advisors with $215M quit D.A. Davidson, Raymond James to join Kestra
Advisors James Trimpe and Timothy Stolt join Raymond James from Wells Fargo. Left to right: Lori Rupe, James Trimpe, Timothy Stolt
Raymond James lures team from Wells Fargo
Exterior of Bank of America Merrill Lynch building.
Steward Partners’ expansion accelerates with Merrill Lynch grab
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Janney grabs $200M Raymond James team, pushes into Midwest
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With $157M grab, Stifel’s recruiting efforts show no sign of abating
Veteran advisor Richard Bingaman joins Baird from Edward Jones.
Baird recruits $168M Edward Jones veteran
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Steward Partners grabs $170M advisory team from Wells Fargo
Pedestrians walk past a Wells Fargo & Co. bank branch in New York, U.S., on Thursday, Oct. 6, 2016. Wells Fargo & Co.'s senior executives should be investigated by U.S. prosecutors over the bank's unauthorized creation of customer accounts, Democrats in the U.S. Senate told Attorney General Loretta Lynch. Photographer: John Taggart/Bloomberg
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Merrill Lynch’s $150M advisor loss is Raymond James’ gain
Kestra Financial offices
Davis Advisory joins Kestra Financial
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Advisor with $86M in AUM joins Ameriprise Financial
Chris Kohne Sugarloaf WM
Advisor moves from Lincoln Financial Advisors to Triad-affiliated hybrid RIA
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Halite grows its team
Wells Fargo people walking by Bloomberg News
Janney scoops up talent from Wells Fargo in ongoing wirehouse exodus
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Raymond James brings on new recruiters
Finra
Merrill Lynch snags a former top FINRA exec: Susan Axelrod
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Morgan Stanley execs join financial planning fintech
Stifel enticed away a Wells Fargo complex manager to help further its mission of aggressively recruiting new advisers, particularly from wirehouses.
Stifel lures away another wirehouse executive
Chau Nguyen Haner HD Vest
HD Vest taps LPL veteran to be head of marketing
Baird courtesy of Baird
Ex-Baird exec joins indie firm U.S. Capital Advisors
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Stifel heads Southwest, hires ex-UBS manager
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Fiduciary Trust Company grows estate planning team
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Morgan Stanley loses top tech executive to indie firm
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Bernstein taps insider for new executive role
(PRNewsfoto/AllianceBernstein L.P.)
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$180M Merrill Lynch team goes indie with Raymond James