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UBS
$340M UBS team joins Kestra PWS
The move marks the fifth new office added by the hybrid RIA this year.
Is diversity the key to the succession plan challenge?
Nearly three-in-four advisors (73%) do not have a succession plan in place.
Guggenheim executive departs after internal discord
Alexandra Court had been promoted to global head of institutional distribution in 2016, a move accompanied by about two dozen job cuts in that division.
Investment firms sell a controversial way to hedge volatility
Banks such as UBS aim to offer money managers refuge from jittery markets by combining bonds with more exotic options.
Financial advisor: The best job for working moms?
Scheduling freedom allows for more time with the kids, say those in the industry.
$4.3M elder fraud scheme funded a retail marijuana business, feds say
Clients thought they were investing in real estate developments that would be flipped for profit.
Best pay for the $2M advisor
Our annual analysis of starting payouts for wirehouse, regional and national brokerage firms.
What ex-LPL CEO Casady sees in Edelman’s trailblazing deal
A retail RIA and robo retirement combination could be a game-changer.
Best pay for the $1M advisor
Our annual analysis of starting payouts for wirehouse, regional and national brokerage firms.
UBS loses $300M team to Stifel as wirehouse exodus accelerates
Wirehouses are losing talent as advisors look to escape bank-owned firms.
See more UBS
