Subject Root Tag

Client assets also rose 3% at the fast-growing firm, which reported quarterly earnings on Wednesday.

The market rebound has led to a notable upswing in domestic and global equities. But not all asset classes are seeing the same enthusiasm.

Humans have the tendency to lie in some fashion more frequently than we may like to admit, a behavioral scientist told IMCA conference attendees.

When it comes to choosing the best place to live, retiree clients have different priorities. Here are a few issues to consider.

Clients will want to know how much money they can spend each year during retirement. Here are five withdrawal strategies to consider.

Many of your clients will need to work past retirement age — but some of them don't see it that way. Here are five ways to change their minds.

The advisor was banished for refusing to cooperate with a FINRA investigation into wire activity in the advisor's bank account.

Cetera is the "best answer" for future growth, says Empire Asset Management Group.

Your clients want to know if they'll have enough money in retirement. The answer, of course, depends on how long they can expect to live.

Retirement savers are advised to consolidate their old 401(k) plans to manage the money more easily and avoid administrative expenses; plus, why Social Security is a women's issue.

The decline was primarily due to the sale of the bank's propriety mutual fund business in the fourth quarter of 2015.

Firms' cyber defenses are in SEC's crosshairs, and the commission is looking to tap an outside group to help police the RIA sector.

Don't fight the DoL's new regulation, says a leading recruiter. Instead, try these strategies that can help you embrace the rule and boost your business.

Voices: Even independent advisors have some adjustments to make. Here are some of the most important, according to managing director of TD Ameritrade Institutional.

It is the latest entry into a market which has seen several platforms launches as well as partnerships to provide advisors with tech tools.

Industry veteran Bob Carr on how to approach advisor training (and how the old days weren't always so good.)

Advisor Kevin McDermott shares his opinions on the biggest mistakes he sees from young advisors in the bank channel.

Advisor tech is now ground zero in the battle plans of the industry’s giants as they look to deploy integrated, bundled systems to capture more mind- and wallet-share of independent advisors.

Expanded scope for litigation is a cause for concern among wealth management firms, experts say.

Advisors should report their performance in a way that articulates value and proves they are worth the expense, says Dynasty Partners CIO Scott Welch.