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Mutual funds are losing assets, while ETFs are gaining them. Here's a look at how a pioneering firm has adjusted to a difficult environment in recent years.

While big firms keep getting hit with lawsuits alleging unfair cash sweep policies, MaxMyInterest is generating returns from cash through the competitive marketplace.

Researchers wonder if similar regulatory attention could eventually hit the bottom lines of independent broker-dealers and RIAs.

These recoveries don't guarantee a bottom has been reached.

Financial planners have had to field plenty of questions about why they weren't more aggressively chasing returns. With the market correction, they now have a chance to show the benefits of a diversified strategy.

Like cable companies, Fidelity Investments has joined the bundled pricing trend, targeting smaller firms with lower-cost options to access their multiservice platforms.

Here's how financial advisors recommend helping a client who feels in danger of losing their sense of purpose or identity when entering retirement.

The planning strategies for large individual equity holdings pose tax, investment and behavioral questions for financial advisors and their customers.

Beverage giant Coca-Cola said that it will pay the very old debt, but it is still appealing.

The firms acknowledge on social media that they are responding to technical difficulties.

The soliciations can be made only to clients who have a net worth of at least $1.5 million, high risk tolerance and the intention to invest in speculative assets.

It's important for advisors to develop a relationship with both spouses from the outset, long before an unexpected death.

The hires add credibility to the wirehouse's renewed commitment to recruiting.

From a logo inspired by a clothing decoration to a name inspired by the cosmos, learn why these eight financial services revamped their brands.

Dubbed as the "digital admin for private investments," Arch has grown rapidly this year, adding AI tools that easily summarize documents for advisors, but hasn't lost the human touch.

Financial advisors who specialize in estate planning say regular clients can learn from these messy celebrity situations.

Prosecutors accused firm founder David Gentile and his partner of putting at risk more than $1.8 billion raised from thousands of investors.

With shares in the acquirer growing as a percentage of the consideration, the rollovers pose important practice management, tax and business implications.

A recent Supreme Court case held that the Code Sec. 965 mandatory repatriation tax was constitutional, but the majority opinion avoided the principal issue presented to the court.

Berkshire still holds almost 962 million shares, the filing shows — worth $39.5 billion at Monday's closing price.