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A newly proposed rule would require firms to verify customers' ID information and check it against government lists of terrorists and criminals.

There's a difference between advising a client on a decision and making the decision for them. What happens when the client demands the latter?

Tech titans Envestnet and Salesforce said they are partnering to offer a broader, more streamlined platform for advisors.

To remain successful in the workforce of the future, advisors will need to adapt and evolve to find new growth and meet clients' needs.

Like 2023, 2024 has been good to Edward Jones. The St. Louis-based firm finished the first quarter with higher revenues and more financial advisors on its payroll.

The mammoth coup far outpaces other recruiting deals of recent memory.

Despite the apparent decline, the independent broker-dealer giant remains one of the leaders in advisor recruiting and merger and acquisition deals.

Many factors can influence the timing of a person's retirement, but new research shows nothing comes close to health problems.

Only 46% of Americans now say they expect to work full-time after age 62 — the lowest percentage in a decade.

More than a third of financial advisors will retire in the next decade in a profession in which nearly 3 out of 4 rookies fail to make the grade, creating a headcount problem for the industry.

The plan comes as part of CEO Ermotti's goal of narrowing the distance between his firm and its U.S. wealth management rivals.

Advisors and other leaders in the profession have a unique window into what "wealth" really means. Here's how they defined it.

April saw a steep drop in investment in exchange-traded funds. Here are the 20 that lost the most.

The federal banking regulator agrees that the former employees' claims against the failed regional bank don't belong in FINRA arbitration.

The Internal Revenue Service issued the annual inflation adjustments for health savings accounts in 2025 as prices continue to rise.

Financial advisors Jeff Breese and Brent Mekosh merged their practices as part of the move from the hybrid RIA's former brokerage firm.

A dial of destiny, not a temple of doom, awaits financial planners who face AI-enabled wealthtech head-on.

Innovative leaders Dani Fava and Brooke Juniper give a rare look into their recent career pivots and lessons learned when climbing the C-suite ladder.

The once-discraced firm has benefited from the recent strong rallly in cryptocurrencies.

Arbitration panels and courts have already shown openness to arguments that deferred compensation is protected under federal retirement law.